Global Market Compliance Officer

Location: 
Tokyo
Job Type: 
Permanent
Ref: 
BBBH757779
Salary: 
Competitive
Japanese: 
Native
English: 
Fluent
Consultant: 
Ivy Lu

Roles/Responsibilities

  • Conduct compliance monitoring in accordance to regulation and submit necessary reports.
  • Keep up to date on local and international regulations and help to review and amend risk & compliance policies.
  • Provide necessary advise to the business on compliance matters
  • Manage regulatory approvals and compliance documentation.
  • Establish and maintain financial crime compliance.
  • Work closely with overseas international compliance teams to analyse and interpret regulations across geography in order to provide adequate compliance advice.
  • Face off to the regulators when needed.
  • Support senior management in business development in Japan and over Asia when required.

Required skills

  • +10~15 years of market compliance / advisory compliance experience in investment banks.
  • Good product knowledge in Fixed income and Derivatives.
  • Bilingual proficiency in Japanese and English.

Preferred skills

  • Excellent communicator with local and international professionals.

Personal Attributes

  • Open to specialise in both local and international law and regulations for the market.

About our client

Great international team based in Tokyo for the world largest trading platform for fixed income and derivatives.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

Ivy Lu
+813 4550 6568
ilu@morganmckinley.com